Capital Income Management

Capital Income Management

Capital Income Management, LLC is an Investment Advisory firm offering high net worth investors income and growth opportunities in today’s markets.
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Capital Income Management

Capital Income Management, LLC is an Investment Advisory firm offering high net worth investors income and growth opportunities in today’s markets.
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Capital Income Management

“We have found that active portfolio management of these two mostly passive investment classes offers the best strategy to achieve long term portfolio growth”

– Douglas Albo on ETFs & CEFs

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Capital Income Management

“We have found that active portfolio management of these two mostly passive investment classes offers the best strategy to achieve long term portfolio growth”

– Douglas Albo on ETFs & CEFs

Read More

Capital Income Management, LLC (CIM) is an investment advisory service established in 2009 and based in Portland, Oregon. Prior to conducting business in any other state, the firm will ensure that all licensing requirements or exemptions from licensing are met. CIM was founded after the financial crisis of 2008 with the philosophy that capital preservation is paramount to the client’s interest as is high income from investments. Through a rigorous evaluation of diversified securities, we have found that high income and growth can be achieved with manageable risk. Our goal for clients is to realize steady outperformance of the market indices year in and year out. To learn more about CIM including fees, services and other disclosures, please review our ADV brochure here.

Douglas J Albo is CIM’s Principal and Portfolio Manager. Mr. Albo has been a financial advisor for over 16 years, first with Smith Barney in San Francisco and then with Morgan Stanley also in San Francisco.

Capital Income Management, LLC (CIM) is an investment advisory service established in 2009 and based in Portland, Oregon. Prior to conducting business in any other state, the firm will ensure that all licensing requirements or exemptions from licensing are met. CIM was founded after the financial crisis of 2008 with the philosophy that capital preservation is paramount to the client’s interest as is high income from investments. Through a rigorous evaluation of diversified securities, we have found that high income and growth can be achieved with manageable risk. Our goal for clients is to realize steady outperformance of the market indices year in and year out. To learn more about CIM including fees, services and other disclosures, please review our ADV brochure here.

Douglas J Albo is CIM’s Principal and Portfolio Manager. Mr. Albo has been a financial advisor for over 16 years, first with Smith Barney in San Francisco and then with Morgan Stanley also in San Francisco.

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ETF & CEF Fund Sponsors

allianz
black-rock
eaton-vance
gabelli
voya
ishares
nuveen-investments
pimco
proshares
spdr
vanguard
wisdomtree
$ 24,000,000

Assets Under Management

$ 475,000

Average Account Size

1,300

Articles Contributed on Seeking Alpha

11,400

Followers On Seeking Alpha

Services

Capital Income Management, LLC (CIM) offers individual account management to high-net worth investors, trusts, businesses and retirement plans/IRAs. Getting to understand your financial picture and your financial goals is the first step in our client relationship. Whether you’re nearing retirement, have come into more investable assets, rolling over your 401(k) or just want to consider a new investment approach, every client relationship is unique and we strive to ensure that we are answering your questions and meeting your expectations.
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Accounts are held at Charles Schwab though CIM can act as an Investment Advisor at other brokers, if a client needs to retain their current discount broker. Please contact us for more information.

No. CIM acts only as the limited discretionary investment advisor. All account assets are held at the selected custodian, typically Charles Schwab. In addition, all account statements and tax documents are issued by the custodian as well.

Management fees are applied based on account assets. Typically, for the first $250,000 of householded assets, a management fee of 1.0% is applied. For the next $250,000 in householded assets, a management fee of 0.8% is applied, and so on and so forth. Please contact us for more information.

Currently, there are no trading commissions in client accounts. Capital Income
Management has never charged commissions and would not share in any commissions if the custodian, Charles Schwab, ever reinstituted trading commissions.

We typically do bulk trades in a master account and then allocate securities to each account based on the security weighting by percentage. For example, if 10,000 shares of XYZ is purchased and will represent a 3% weighting in each account, then the total number of shares are allocated to each account according to that 3%. Each account allocation is then charged a standard commission fee no matter the total number of shares.
Portfolios typically include 15-20 positions in Exchange Traded funds (ETFs) and Closed-End funds (CEFs). We typically hold core positions in our buy rated CEFs though these positions may be added to or reduced during ex-dividend periods or when extreme dislocations occurs.

Absolutely. Accounts are accessible online through Charles Schwab’s standard login screen or through your existing broker. Client’s can also have check writing capability as well as automatic monthly or periodic distributions.